Exchange Commission Assistant Secretary-General, Fund Raising Supervision Acting Director, Corporate Monitoring Department Director, Investment Management Policy Department Director Investment
, goals and strategies, supervision and monitoring of the SEC's operation, and board-level evaluation The SEC Office Code of Governance specifies the following requirements: Legal compliance Independence
Development Administration (NIDA) Board Member of Monitoring and Evaluation of the President- Suratthani Rajabhat University Experiences Assistant President for Quality Assurance, National Institute of
://www.sec.or.th/TH/Documents/AboutUs/KeyPerformance-2566.pdf KeyPerformance-2565.pdf ชีเ้วลาทีเ่กิดพฤติกรรมผดิปกติ รวมทัง้ ได้พัฒนาระบบ Digital Asset Monitoring ในส่วน offsite model การติดตามข ้อร ้องเรียน เพื่อ
intermediary, the SEC needs to disclose relevant information to the persons involved and for the intermediary to clarify or take a necessary action; ● Any complaint whose main issue is under supervision of any
establishment, market development had concentrated more on the secondary market where trading of transferable securities was the main activity than the budding primary market where businesses issued securities
/KeyPerformance-2566.pdf KeyPerformance-2565.pdf ชีเ้วลาทีเ่กิดพฤติกรรมผดิปกติ รวมทัง้ ได้พัฒนาระบบ Digital Asset Monitoring ในส่วน offsite model การติดตามข ้อร ้องเรียน เพื่อเพิ่ม ประสิทธิภาพการกากับดูแลผู ้ประกอบ
37 Principles, which can be mainly separated into two main groups: principles for regulator and principles relating to market participants. The assessment grades are divided into four categories: (1