competitiveness; being assured of stability of the systems monitored and maintained to accommodate fluctuations; and supported for development of professional standards. Investors Accessing to information and
Reporting Standards (IFRS). In addition, the financial statements must be reviewed (quarterly financial statements) or audited (annual financial statements) by an SEC-approved auditor which are monitored and
Thailand, issuing and revoking licenses for securities business undertaking. Meanwhile, the Bank of Thailand issued regulations and supervised business operation of securities companies. The Stock Exchange
means any legal entity obtaining the license to undertake securities business which is not: (1) any legal entity supervised by any other governmental agencies before obtaining securities business license