limitations on unitholding and monitor the unitholder registrar to reject a transfer of investment units that will violate the rule. (2) Examine the unitholding proportion of any person or Associated Person
comply with the decision of the board of directors. For instance, an internal auditor may be assigned to monitor the allocation, etc. 2. Proportion of IPO shares being allocated Sponsors: not more
limitations on unitholding and monitor the unitholder registrar to reject a transfer of investment units that will violate the rule. (2) Examine the unitholding proportion of any person or Associated Person
: offering price of CD divided by convertible rate Warrant : offering price + exercise price Shares with warrant : consider to separate offering price for
duties and approval of transactions in a transparent form in writing. Separate the powers to approve, record accounts, manage assets and audit. Persons charged with the duty to review and check must be