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clearly define the roles and responsibilities of management and monitor management’s proper performance of its duties. * The board should demonstrate a thorough understanding of the division of board and
starting a company to resolving insolvency. Assessment criteria 1. Measurement on procedures in doing business (Easier) 2. Measurement on the time in starting a business (Faster) 3
starting a company to resolving insolvency. Assessment criteria 1. Measurement on procedures in doing business (Easier) 2. Measurement on the time in starting a business (Faster) 3
of regulations Related Regulations Summary of regulations 1. Authority of the SEC 2. Fund managers 3. Mutual fund performance measurement 4 . Preparation of financial reports of mutual fund 5
of regulations Related Regulations Summary of regulations 1. Authority of the SEC 2. Fund managers 3. Mutual fund performance measurement 4 . Preparation of financial reports of mutual fund 5
law and standards. Principle 6.2 The board shall establish an audit committee that can act effectively and independently. Principle 6.3 The board should manage and monitor conflicts of interest that
The board should monitor the company’s financial liquidity and solvency. Principle 7.3 The board should ensure that risks to the financial position of the company or financial difficulties are
Earnings Net Profit Dividend Payment / / / / X / X / / X X X Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of mutual fund