involved; Providing agencies with sufficient powers to regulate and monitor market behavior, * The participating Asian economies include: Bangladesh, China, Hong Kong China, India, Indonesia, Korea
from time to time, to allow the SEC Office to monitor compliance with this Notification, within a time period specified by the SEC Office, provided that the requirement does not cause unreasonable burden
Code by Institutional Investors will enhance confidence by domestic and global markets clients1 and trust that investment decisions and management are done in their best interest. Moreover, the I Code
standards. 2 Statement of Intent (2017) The capital market plays an important role in society and the national economy. The SEC, as a capital market regulator, strives to enhance the wellbeing of people by
cooperated with the Association of Securities Companies in its issuance of the code of conduct on relationship with clients. Brokers must closely monitor clients’ trades and ensure the quality of advice given
://fsahandbook.info/FSA/html/handbook/COBS/2/2 Financial Reporting Council 5 The Principles of the Code So as to protect and enhance the value that accrues to the ultimate beneficiary, institutional investors should: 1
out activities to enhance the quality of the financial reporting system. These included strengthening proficiency of all stakeholders in the financial report preparation process by promoting a better
shareholders respectively and aim to enhance dialogue between the two parties. They embody ICGN’s mission to inspire and promote effective standards of governance to help advance efficient markets world-wide
investment universe. These policies should be communicated to clients and beneficiaries in plain and understandable language. 2.2 Active monitoring Institutional investors should monitor closely the companies
measures to appropriately monitor, control, and manage each type of risks to ensure that these risks can be handled; (3) sufficient funding, appropriate systems and rules for membership and supervision of