meeting. This would allow shareholders to take part in shareholder meetings more easily and promote the exercise of voting rights to control, monitor and participate in the decision making on important
meeting. This would allow shareholders to take part in shareholder meetings more easily and promote the exercise of voting rights to control, monitor and participate in the decision making on important
policy and internal control . This is to https://www.sec.or.th/EN/Pages/AboutUs/SECBoard.aspx English (United States) meetings more easily and promote the exercise of voting rights to control , monitor and
Us SHARE : Detail Content Our Roles The capital market is the main mechanisms that efficiently mobilize, allocate, and monitor the utilization of the economic resources. The capital market links and
, particularly those influencing stakeholders' trust and confidence towards the Thai capital market. As well, the SEC is dedicated to striking a balance between market regulation and development to ensure that
because the compliance unit is authorized to monitor staff operations according to the relevant rules and regulations, including complaint handling, coordination and reporting to the SEC in case of matters
domestic authorities to exchange information and discuss development and monitor systemic risks of Thailand's financial system. Such cooperation is conducted under three Regulators Working Groups, comprising
domestic authorities to exchange information and discuss development and monitor systemic risks of Thailand's financial system. Such cooperation is conducted under three Regulators Working Groups, comprising
นักงำน ได้แก่ บริษัทหลักทรัพย์จัดกำรกองทุน (บลจ.) และผู้รับฝำกหลักทรัพย์ (Custodian) โดยมีกำรแบ่งแยกหน้ำที่ (segregation of duty) และมีกำรสอบทำน (check and balance) เพื่อให้เกิดประสิทธิภำพและมีควำมรอบ
issuer เปน บริษัทที่จดทะเบียนในตลาดหลักทรัพยฯ (“บจ.”) ควรกำหนดใหสามารถใชกลไก check & balance และมาตรการปองกัน และจัดการ conflict of interest : COI ท่ีมีอยูแลว มาปรับใชตามหลักเกณฑน้ีได โดยเพ่ิมการ