on prevention of conflicts of interest (“COI”) in managing a mutual fund as well as to monitor and oversee acts that may cause COI, unfair characteristic or cause unitholders to lose the interest that
, which remain open on the date on which the court so ordered, in accordance with the rules of the derivatives clearing house; (2) enforce the performance of customer’s obligation against such customer’s
, which remain open on the date on which the court so ordered, in accordance with the rules of the derivatives clearing house; (2) enforce the performance of customer’s obligation against such customer’s
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...
a mutual fund and shall monitor and oversee acts that may cause a conflict of interest to the unitholders and any acts that may have an unfair characteristic toward the unitholders or may cause the
Section 89/20, and monitor safekeeping of such documents or evidence for its accuracy and completion as well as availability for inspection for the period not less than five years from the date of producing
กัทรัพยมี์อ านาจเปิดใหบุ้คคลอ่ืน ท่ีมิใช่ บล. สมาชิก สามารถซ้ือขายหลกัทรัพยจ์ดทะเบียนทุกประเภทในตลาดหลกัทรัพยไ์ด ้(“open access”) จะท าให้ตลาดหลกัทรัพยส์ามารถเลือกรูปแบบการสร้างพนัธมิตรไดอ้ยา่งเหมาะสม
หลกัทรัพยมี์อ านาจประกาศ ก าหนดใหบุ้คคลท่ีมิใช่ บล. สมาชิกสามารถท าการซ้ือหรือขายหลกัทรัพยจ์ดทะเบียนประเภทใด ประเภทหน่ึงในตลาดหลกัทรัพยไ์ด ้(“open access”) จะท าใหต้ลาดหลกัทรัพยส์ามารถเลือกรูปแบบ การ
appointing the provisional representative under Section 25, the SEC Office shall notify its order by posting it in the open at the office of the special purpose juristic person for a period of not less than