limitations on unitholding and monitor the unitholder registrar to reject a transfer of investment units that will violate the rule. (2) Examine the unitholding proportion of any person or Associated Person
comply with the decision of the board of directors. For instance, an internal auditor may be assigned to monitor the allocation, etc. 2. Proportion of IPO shares being allocated Sponsors: not more
limitations on unitholding and monitor the unitholder registrar to reject a transfer of investment units that will violate the rule. (2) Examine the unitholding proportion of any person or Associated Person
Content Investment Consultant/Investment Planner Related Manuals and Guidelines Practical guidelines (Thai Version Only) Frequently Asked Questions ( FAQ ) (Tha i Version Only) R ules on
) Private Placement to High Net Worth Investors (HNW) Public Offering (PO) Approval Qualifications and approval rules - Applicable to the offering of bonds only. - For the offering of bonds, the
Business. Qualifications of each type of fund manager and market analyst can be found below; Types of Fund Manager Qualifications Fund Maneger (Thai Version Only) download PDF
) Public Offering (PO) Qualifications and approval rules - Applicable to the offering of bonds only. - For the offering of bonds, the approval will be granted upon the registration of the transfer
Investors (II) Private Placement to High Net Worth Investors (HNW) Public Offering (PO ) Approval Qualifications and approval rules - Applicable to the offering of b onds only. - For the
- Applicable to the offering of bonds only. - For the offering of bonds, the approval will be granted upon the registration of the transfer restriction, features of bonds, draft terms and conditions and a
materials can only be distributed only in the PP cycle. Must not co-sign the filing to allow PP shareholders to offer PO within two years Report the offering results to the SEC within 15 days Public