English (United States) Offering Of Investment Units × Home > Laws/Regulations > Regulations
English (United States) Offering Of Investment Units × Home > Laws/Regulations > Regulations
: (1) Notify the unitholder registrar to acknowledge the limitations on unitholding and monitor the unitholder registrar to reject a transfer of investment units that will violate the rule. (2) Examine
: (1) Notify the unitholder registrar to acknowledge the limitations on unitholding and monitor the unitholder registrar to reject a transfer of investment units that will violate the rule. (2) Examine
company must arrange to have a monitoring process for the allocation to comply with the decision of the board of directors. For instance, an internal auditor may be assigned to monitor the allocation, etc
> Registered Persons > Fund Manager > Related Rules and Regulations Regulations SHARE : Detail Content Fund Manager /Investment Analyst Related Rules and Regulations The Notification of the Capitalt
) (1) A mutual fund having the investment policy in money market funds which specify constant offering and repurchase prices all the time, or MMF constant NAV, shall not file for automatic approval of
> Registered Persons > Fund Manager > Related Rules and Regulations Regulations SHARE : Detail Content Fund Manager /Investment Analyst Related Rules and Regulations The Notification of the Capitalt
Content Resource Center for Sustainability-themed Bonds Resource Center for Responsible Investment Resource Center Resource Center for Sustainability-themed Bonds Resource Center for Responsible
> Fund Manager Regulations SHARE : Detail Content Fund Manager/Investment Analyst The approval process for fund managers and investment analysts are prescribed in the Capital Market Supervisory