: (1) Notify the unitholder registrar to acknowledge the limitations on unitholding and monitor the unitholder registrar to reject a transfer of investment units that will violate the rule. (2) Examine
: (1) Notify the unitholder registrar to acknowledge the limitations on unitholding and monitor the unitholder registrar to reject a transfer of investment units that will violate the rule. (2) Examine
company must arrange to have a monitoring process for the allocation to comply with the decision of the board of directors. For instance, an internal auditor may be assigned to monitor the allocation, etc
> Management of Mutual Fund > Classification of investment units Regulations SHARE : Detail Content Management of Mutual Fund 12. Classification of investment units (1) Classification of investment units
> Management of Mutual Fund > Classification of investment units Regulations SHARE : Detail Content Management of Mutual Fund 12. Classification of investment units (1) Classification of investment units
investment policy with the features of retirement mutual fund (RMF) or exchange traded fund (ETF). (2) Classification of investment units (Multi-class funds) The investment units of a mutual fund may
investment policy with the features of retirement mutual fund (RMF) or exchange traded fund (ETF). (2) Classification of investment units (Multi-class funds) The investment units of a mutual fund may
incorrect pricing 8. Sale and repurchase of investment units 9. Preparation of mutual fund reports 10. Scheme amendment 11. Increases in registered capital and scheme capital 12. Classification of
incorrect pricing 8. Sale and repurchase of investment units 9. Preparation of mutual fund reports 10. Scheme amendment 11. Increases in registered capital and scheme capital 12. Classification of
Preparation of mutual fund reports Scheme amendment Increases in registered capital and scheme capital Classification of investment units Conversion of a Closed-End to an Open-End fund Amalgamation and merger