procedures as specified in the Notification of the Capital Market Supervisory Board by failing to supervise transactions that are considered conflicts of interest by investing in two of IPO securities for

, conditions, and procedures as specified in the Notification of the Capital Market Supervisory Board to supervise transactions that are considered conflicts of interest by investing in unrated and unlisted bill

held in his securities account and private funds of 6 people to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board when his aggregated holding of TIGER

, and procedures as specified in the Notification of the SEC Office by managing 15 mutual funds to invest in other mutual funds under SCBAM’s management more than one level. SEC Act S.125(1) and 126/1

UOB Capital Services Company Limited UOB Capital Services Company Limited ("UOBCS") formerly Citicorp Leasing (Thailand) Company Limited, a securities issuer, had a duty to prepare and

Capital Engineering Network Public Company Limited Capital Engineering Network Public Company Limited (CEN), a securities issuer, failed to submit the reviewed financial statements for Q1/2014 to the

CAPITAL ENGINEERING NETWORK PUBLIC COMPANY LIMITED Capital Engineering Network Public Company Limited (“CEN”), a securities issuer, had a duty to prepare and submit the accurate financial statement

CAPITAL ENGINEERING NETWORK PUBLIC COMPANY LIMITED Capital Engineering Network Public Company Limited (“CEN”), a securities issuer, had a duty to prepare and submit the accurate annual updated

CAPITAL ENGINEERING NETWORK PUBLIC COMPANY LIMITED Capital Engineering Network Public Company Limited (“CEN”), a securities issuer, had a duty to prepare and submit the accurate annual report for the

CAPITAL ENGINEERING NETWORK PUBLIC COMPANY LIMITED Capital Engineering Network Public Company Limited (“CEN”), a securities issuer, had a duty to prepare and submit the financial statement for the