receiving a payment for a securities trading for any person; 5. Placing money or other assets as collateral for securities trading of any person; 6. Allowing any person to receive benefits or oversee payment
circumstances except for a money market fund (MMF), fund of funds (FoFs), feeder fund, an index fund, and exchange traded fund (ETF) : (2.1) The number of investment units redeemed exceeds two-thirds of the
) committing unfair securities trading practice; (2) presenting a false statement or concealing material facts that should have been stated; (3) failing to perform duties as director or executive under Section
) Calculate offering and redemption prices of the investment units at the end of every trading day. (3) Announce the NAV and investment unit values: (3.1) As of the closing date of the unitholders register
) Calculate the NAV and investment unit value at the end of every business day. (2) Calculate offering and redemption prices of the investment units at the end of every trading day. (3) Announce the NAV and
prosecution. From February 2013 onwards, price manipulation and insider trading have become a predicate money laundering offence according to the Anti-Money Laundering Act B.E. 2556 (2013). The Anti-Money
website and at every office of the company for the trading of the investment units and the office of the selling agents (if any). (6) A maximum total amount of fees and all estimable expenses to be