2566-2#2I-!9%*44 (website) Dec 66.xlsx Statistics of Civil Sanctions (As of 31 December 2023) Cases Persons Civil Monetary Penalty A compensation at an equal amount to the benefit received A

Board No. TorNor. 49/2553 Re: Provisions Relating to Governance and Business Takeover of Foreign ETFs By virtue of Sections 16/6, 89/1, 89/12, 89/14, 89/29, 89/31, 246 and 247 of the Securities and

in 2005 due to increasing capacity utilization, rising oil prices, and tightening labour markets. With an increasing inflation rate, the BOT may take further steps to tighten monetary policy. In view

false statement/ Dissenimation of false or misleading information 0 0 - - 0 0 1 1 Market manipulation 0 0 4 68 0 0 1 14 Insider trading / Disclose inside information 0 0 1 3 0 0 - - Takeover - - - - 1 1

8.41% to 17.57% o There is a special expense for the takeover transaction at the amount of 13.21 million baht o There is a special revenue (Gain from bargain purchase) at the amount of 33.64 million baht

Gross profit margin is increased by 8.41% to 17.57% o There is a special expense for the takeover transaction at the amount of 13.21 million baht o There is a special revenue (Gain from bargain purchase

(“หลักเกณฑ์ takeover”) จำนวน 3 ฉบับ ซึ่งมีผล ใช้บังคับตั้งแต่วันที่ 1 พฤษภาคม 2565 (ตามสิ่งที่ส่งมาด้วย) ดังนี้ 1. ประกาศคณะกรรมการกำกับตลาดทุน ที่ ทก. 1/2565 เรื่อง หลักเกณฑ์ เงื่อนไข และวิธีการในการเข้า

Corporate Governance. Its assessments are part of the World Bank and International Monetary Fund (IMF) program on Reports on the Observance of Standards and Codes (ROSC). The goal of the ROSC initiative is to

initiative of the International Monetary Fund and the World Bank. The results ref lected a satisfactory level of Thailand's compliance with the international standards. Certain deficiencies were identified and

be enforced. The SEC Office present the case to the Civil Sanction Committee (“CSC”). CSC determines which civil penalties shall be imposed. Does he pay monetary sanctions determined by CSC/ Court