2566-2#2I-!9%*44 (website) Dec 66.xlsx Statistics of Civil Sanctions (As of 31 December 2023) Cases Persons Civil Monetary Penalty A compensation at an equal amount to the benefit received A

20T H ANNIVERSARY 1 Securities and Exchange Commission, Thailand Annual Report 2012 SEC ANNUAL REPORT 20122 THE YEAR OF CHANGE The year 2012 was the time for change to become the visionary partner whose balance between proactive and preventive approaches has led to stakeholders’ confidence in the Thai capital market. THE YEAR OF CHANGE 20T H ANNIVERSARY 1 02 MESSAGE FROM THE CHAiRMAN 04 MESSAGE FROM THE SECRETARY-GENERAl 06 SEC BOARd 09 CApiTAl MARkET SupERviSORY BOARd 12 ExECuTivE OFFiCERS 13 O...

evaluated on a quarterly basis. 1.3 Crisis and Emergency Risks: Internal contingency plans were designed to cope with crises and emergencies such as natural disasters and any irregular incidents that may

and other irregular items) reached Baht 585.7 million in Q3 2022; a 153.8% increase from that of Q3 2021 of Baht 230.8 million and 82.7% increase from average quarterly operating profit in 2021 of Baht

Trading Alert • To implement an auction trading method for securities under Trading Alert, Level 2 or higher Late August 2024 Group 1: Measures for mitigating irregular volatility of securities prices 15

management regarding the reasonableness of irregular transactions. The internal audit unit should also support the audit committee’s work to enhance effectiveness. In addition, an adequate and appropriate

initiative of the International Monetary Fund and the World Bank. The results ref lected a satisfactory level of Thailand's compliance with the international standards. Certain deficiencies were identified and

be enforced. The SEC Office present the case to the Civil Sanction Committee (“CSC”). CSC determines which civil penalties shall be imposed. Does he pay monetary sanctions determined by CSC/ Court

governments and central banks to deliver unprecedented level of fiscal stimulus and highly accommodative monetary policies. As for Asia, we were one of the first to have been hit by the virus and the

, which was a result of global financial crisis from the last quarter of 2008. Despite monetary and fiscal measures launched