for a private fund manager who fails to comply with the provisions of the second paragraph or the third paragraph. 3 SECTION 135. In the management of a private fund, the securities company shall
7/1. A fund shall consist of the following assets: (1) savings and contribution; (2) provident funds pursuant to the second paragraph of Section 6; (3) surcharges pursuant to the third paragraph of
securities company.” SECTION 5 The provision in the second paragraph of Section 16/3 of the Securities and Exchange Act B.E. 2535, as amended by the Securities and Exchange Act (No. 4) B.E. 2551, shall be
condition and cause the securities trading system to delay or discontinue.” SECTION 15 The provision under the second paragraph of Section 264/1 of the Securities and Exchange Act B.E. 2535, as amended by the
), B.E.2542 3 Section 7/1.3 A fund shall consist of the following assets: (1) savings and contribution; (2) provident funds pursuant to the second paragraph of Section 6; (3) surcharges pursuant to the
which has been registered shall become a juristic person. 3 Section 7/1 .3 A fund shall consist of the following assets: (1) savings and contribution; (2) provident funds pursuant to the second paragraph
notification of the SEC. SECTION 17. The derivatives business operator dealing only with institutional investors [and is eligible to register with the SEC Office] under the second paragraph of Section 16 must be
notification of the SEC. SECTION 17. The derivatives business operator dealing only with institutional investors [and is eligible to register with the SEC Office] under the second paragraph of Section 16 must be
from the approval of the project. Section 11/1. The special purpose juristic person shall not undertake more than one project simultaneously except for the cases under the second paragraph. In case of
one project simultaneously except for the cases under the second paragraph. In case of the securitization established in the form of trust, a trustee may undertake more than one project simultaneously