I - Translation - Ref : LPH/SET 2019/012 November 13, 2019 Subject : Clarification on the Operating Results for the three-month period ended September 30, 2019 (Q3/2019) To : President The Stock
I - Translation - Ref : LPH/SET 2020/004 February 25, 2020 Subject : Clarification on the Operating Results for Year 2019 period ended December 31, 2019 To : President The Stock Exchange of Thailand
units by means of purchasing such units from foreign exchange for making delivery; (2) in case of short selling for client’s account: (a) the client shall demonstrate that it has [i] the enabling asset to
, OECD. REFORM PRIORITIES IN ASIA: TAKING CORPORATE GOVERNANCE TO A HIGHER LEVEL © OECD 2011 5 Table of Contents I. Corporate Governance In Asia: The State of Play at the Turn of the Decade ............. 7
Commission Act B.E. 2535 (1992) as amended by the Securities and Exchange Commission Act (No.2) B.E. 2542 (1999) which contains certain provisions in relation to the restriction of rights and liberty of
Securities and Exchange Act (No. 4) B.E. 2551 (2008) which contains certain provisions in relation to the restriction of right and liberty of person which Section 29 in conjunction with Section 33, Section 34
fund” means any open-end fund and closed-end fund; “Management company” means a securities company licensed to undertake securities business in the category of mutual fund management; “Connected person
fund” means any open-end fund and closed-end fund; “Management company” means a securities company licensed to undertake securities business in the category of mutual fund management; “Connected person
: Determination of Paid-Up Registered Capital of Securities Company Licensed to Undertake Securities Business in the Category of Private Fund Management dated 18 September 2000. (2) The Notification of the
, the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The person granted a license to undertake derivatives business in the category of derivative broker shall have