. Asset management companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies
houses or central securities depositories from unlawfully seeking benefits by using the information obtained during the performance of their duties, as well as adequate measures to keep information of
The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online
filing of mutual funds The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents
keep client’s assets servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were
transfer of digital assets . The 24-hour https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7647 ’ digital assets under BX’s control or possession to other wallets which are not purported to keep client’s
hearing on draft regulations on business governance of digital asset business operators During April – May 2023, the SEC conducted a public hearing to seek comments and suggestions on the proposal to amend