company (“AMC”) to easier receive unitholders’ resolution in revision or modification of mutual fund project or management procedure Amendments Details 2.1 Imposing fiduciary duty of AMC in mutual fund
fund, a securities company shall proceed in accordance with the mutual fund project which has been approved by the SEC 5 Office. Revision or modification of the mutual fund project or revision to the
structure of a type of security, or the lack of robust data about the assets underlying the security raise serious questions as to whether the CRA can determine a high quality credit rating for the security
, and expertise. For example, where the complexity of a security or the structure of a type of security, or the lack of robust data about the assets underlying the security raise serious questions as to
modification of some on-going projects as required by customers. 3. The Group’s selling and administrative expenses for the 2nd quarter of 2017 and 2016 were Baht 28.07 million and Baht 25.72 million
for milk and yogurt segment and also the production cost of painting segment was higher owing to production efficiency, quality cost during the early stage of new model mass production and modification
' Issue TCR /*' % Local Clearing Agency "( ' %A( TCR TCR Investor Local Broker Local Stock Exchange 1: TCR Foreign Broker 2: Underlying %&' ( Foreign Stock Exchange Underlying Foreign
; however, for the REIT whose underlying assets are properties on long term leases to tenants or on leases to only one lessee, the summarized essences of lease agreement shall be provided; - in the case that
Office of the Securities and Exchange Commission No. SorChor. 37/2551 Re: Application Form and Supporting Documents for Offer for Sale of Newly Issued Share Warrants and Underlying Shares By virtue of
เหตุแห่งการเลิกกองทุนรวมกรณีการขายคืนหน่วยลงทุนเกินกว่า 2 ใน 3 ให้กับกองทุนรวมหน่วยลงทุน แต่ก าหนดหลักเกณฑ์ของกองทุนรวมหน่วยลงทุนเป็นการเฉพาะ โดยพิจารณาจากการลดลงของขนาดของกองทุนรวมปลายทาง (“underlying