company (“AMC”) to easier receive unitholders’ resolution in revision or modification of mutual fund project or management procedure Amendments Details 2.1 Imposing fiduciary duty of AMC in mutual fund
. "securities business" means any of the following securities businesses: (1) securities brokerage; (2) securities dealing; (3) investment advisory service; (4) securities underwriting; (5) mutual fund management
service; (4) securities underwriting; (5) mutual fund management; (6) private fund management; (7) other businesses relating to securities as specified by the Minister upon recommendation of the SEC
fund, a securities company shall proceed in accordance with the mutual fund project which has been approved by the SEC 5 Office. Revision or modification of the mutual fund project or revision to the
dealers who act in the manner as specified in the notification of the SEC. “digital token portal service provider” means a provider of an electronic https://www.sec.or.th/EN/Documents/ActandRoyalEnactment
dealers who act in the manner as specified in the notification of the SEC. “digital token portal service provider” means a provider of an electronic https://www.sec.or.th/EN/Documents/ActandRoyalEnactment
derivatives broker; (2) a derivatives dealer; (3) a derivatives advisor; (4) a derivatives fund manager; (5) any other service providers relating to derivatives as specified in the notification of the SEC
derivatives broker; (2) a derivatives dealer; (3) a derivatives advisor; (4) a derivatives fund manager; (5) any other service providers relating to derivatives as specified in the notification of the SEC
, excluding the dealers who act in the manner as specified in the notification of the SEC. “digital token portal service provider” means a provider of an electronic https://www.sec.or.th/EN/Documents
(Newest) Date (Oldest) HouseStyle business outside the digital asset exchange, excluding the dealers who act in the manner as specified in the notification of the SEC. “digital token portal service provider