and Human Rights: HRDD Practical Guides Training) ในหัวข้อ “ความก้าวหน้าของรายงานด้านธุรกิจกับสิทธิมนุษยชนของไทย” ซึ่งเป็นการดำเนินการภายใต้บันทึกข้อตกลงความร่วมมือในการก่อตั้ง “สถาบันธุรกิจและสิทธิ
of the Bank of Thailand (BOT). SEC would like to thank BOT for fostering the development of NDID system to its practical use and allowing the extension of its scope of services to intermediaries in
Practical Guide to Issuing Green Bonds” เพื่อส่งเสริมการระดมทุนผ่านการออกตราสารหนี้เพื่ออนุรักษ์สิ่งแวดล้อม (Green Bond) และการมีส่วนร่วมของตลาดทุนไทยในการสร้างความสมดุลทางเศรษฐกิจ แก้ไขปัญหาสิ่งแวดล้อม และ
in case of failure to rectify. The proposed rules will provide more up-to-date and practical framework and aim at mitigating undesirable impacts on securities firms? clients and counterparties as well
equity analysis and preparation of analyst reports. Executives and experts share their views and practical experience on the matters with participants from securities industry including executives
practical challenges, providing valuable insights for auditors to apply in their financial audits of IPO and listed companies. The event was held at the TFAC Building on 12 January 2024.
found that {A} did not record a number for securities trading orders submitted for a number of clients. {A} admitted that he took trading orders via mobile phone.Failure to keep complete record of the
intermediaries.? The amendment proposal aims to strengthen IT security protection for intermediaries to cope with potential new types of risk arising from the use of new technologies such as mobile devices and
to consultation papers and more convenient participation in the hearing process. The website is accessible via multiple devices such as desktop, tablet and mobile phone, to fit the users
not bring about liquidity problem and the funds? inability to appropriately sell their assets. Therefore, the SEC proposed to revise the regulations to be more practical in that the said dissolution