shall come into force as from 16 January 2016. Clause 2 1 In this Notification: The terms, “management company”, “mutual fund management company”, “private fund management company”, “derivatives” and
may Create Conflict of Interest on Private Fund Management dated 24 August 2001. (Translation) - 2 - Clause 3. In this Notification: “Fund” means any mutual fund or private fund; “Special mutual fund
Commission No. SorNor. 32/2544 Re: Acts that may Create Conflict of Interest on Private Fund Management dated 24 August 2001. (Translation) - 2 - Clause 3. In this Notification: “Fund” means any mutual fund or
Section 117 Securities and Exchange Act B.E. 2535 Section 117. In the management of a mutual fund, a securities company may set up and manage a mutual fund only when its application to set up the
a mutual fund or trust certificate of a trust with similar characteristics as a mutual fund under management of the management company which is responsible for the management of such private fund
securities business in the category of management of other persons’ funds, whether it be the mutual fund or private fund management, has the common objective to protect and maintain the best interest of
business in the category of management of other persons’ funds, whether it be the mutual fund or private fund management, has the common objective to protect and maintain the best interest of investors based
Section 121 Securities and Exchange Act B.E. 2535 Section 121. A mutual fund supervisor shall be a commercial bank or a financial institution which has qualifications as specified in the notification
undertake securities business in the following categories of: (l) Mutual fund management; (2) Private fund management; or (3) Securities brokerage, securities dealing or securities underwriting but not
under the law on securities and exchange to undertake securities business in the following categories of: (l) Mutual fund management; (2) Private fund management; or (3) Securities brokerage, securities