Mrs. Pornanong Budsaratragoon, SEC Secretary-General, and the management team convened a meeting with Mr. Chanin Vongkusolkit, TLCA Chairman, and the board members to discuss collaboration in developing and enhancing oversight of listed companies and strategies for preventing and suppressing inappropriate behaviors within listed companies to ensure that they would be able to raise fund from investors and have their securities listed on the Stock Exchange of Thailand (SET), while growing su...
นางสิริวิภา สุพรรณธเนศ รองเลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) บรรยายเรื่อง “Alleviating Economic Inequality with Financial Literacy” ในงานสัมมนา The 4th Young
in case of failure to rectify. The proposed rules will provide more up-to-date and practical framework and aim at mitigating undesirable impacts on securities firms? clients and counterparties as well
-date and practical framework and aim at mitigating undesirable impacts on securities firms? clients and counterparties as well as the capital market system.The consultation paper is available on
Bangkok, 25 May 2017 ? The SEC and the Business Software Alliance (BSA) will jointly organize a seminar on ?Boards? Roles in Mitigating Cyber Security Risks/Threats: Challenges and Solutions? this
companies of relevant guidelines to be implemented in the same direction. For example, guidelines for mitigating the risks of COVID-19 spread when AGM is held and guidelines for supporting proxy voting. In
flexibility, aligning them with the feedback received while mitigating unintended consequences. The SEC is, therefore, seeking public comments on the drafted regulations*. The primary proposed regulations
product. This new regulation allows service providers to use the single form with investors of any products while reducing investors’ burden of filling in repetitive information when opening a new
) Reducing debt securities notifications to ensure less complicated rules and more convenience for stakeholders; (2) Reviewing regulations to be up-to-date and consistent with other regulations on other types
mitigating greenhouse gas emission of organizations for future implementation.” SEC Secretary-General Ruenvadee Suwanmongkol said: “Our bilateral cooperation follows the conclusion at the meeting between the