Inform, disseminate, or certify any statement of information that is materially misleading (Section 240) 1.2 Analyze or forecast by using false information or distorting information (Section 241
and not misleading. Factsheet form - Required. Required. Required. Additional disclosure in filing/factsheet - - - Key financial ratios. - Historical records of default on principal or interests of debt
likely to be dishonest; (9) made any material false statement or acted knowingly to conceal any material which should have been expressly disclosed [in order to make such statement not misleading], in
SEC the following occurrences when arising within one year ( for Thai issuing companies), and three years ( for foreign issuing companies) from the effective date of the filing; (A) the issuers change
characteristics. Disclosure of information is complete and sufficient for making a decision to invest, and not misleading in substance Other qualifications Summary of important criteria in relation to the issuing
; - Purchasing securities from a person who filed a false registration statement and prospectus or purchasing investment units from an asset management company which offered for sale of investment units by
representative or the mutual fund supervisor fails to act in compliance with his or her power and duties; - Purchasing securities from a person who filed a false registration statement and prospectus or purchasing
other information or taking any other necessary actions as requested by the SEC, notifying the change of the audit firm as pe r Form 61-3F provided on the website of the SEC within 30 days as from