certified public accountant No.………………..., working with ………….(name of the audit firm)…………., hereby certify as follows: 1. My immediate family members, including spouse and minor children, and I do not hold any
in the audit firm who has an influence on the applicant’s giving of opinions, including the spouse and minor children, of the person with equivalent authority, of other partners or equivalent, of other
ตอบแทนในหุ้นของบริษัทจดทะเบียนที่มีการซื้อขายใน TFEX (stock futures) หุ้นกู้ที่มีอนุพันธ์แฝง (structured debenture) บุตรที่ยังไม่บรรลุ นิติภาวะ / Minor child ชื่อ / Name หุ้นสามัญ (common share) หุ้น
following manners: (a) a spouse or a minor child of such person; (b) an individual or a company holding majority shares of such person, which means: 1. an individual or a company holding shares of such person
person who has a relationship with a director, an executive, a major shareholder or a controlling person of a securities underwriter in the following manners: (a) a spouse or a minor child of such person
company shall have its employee bound to comply with the rule prescribed under clause 24/1. In case where the spouse and minor children of the employee has securities trading account at the other securities
company; provided that the shares and share warrants of spouse and a minor child of such person shall also be included in the calculation. In the case where the investment advisory company proceeds the
the person under (1); “ persons in the same group ” means the persons who have a relationship in one or more of the following manners: (1) the spouse and a minor child; (2) a juristic person and a
, provided that, whether in any case, it shall count the shares of spouse or minor children included; (b) Company which private fund management company taking the duty of advisor, financial advisor for
advertisement shall be the information relating to capital market products whilst the information relating to sale promotion is minor substance; (8) in case of the advertisement of the offering for sale of