Investment Consultant/Investment Planner Regulatory Summary Types and Scope of Duties Qualifications Training Courses Training Courses for Migration (for IC and IP approved before 1 Janurary 2018
Investment Consultant/Investment Planner Regulatory Summary Types and Scope of Duties Qualifications Training Courses Training Courses for Migration (for IC and IP approved before 1 Janurary 2018
, IC ก่อน 1 ม.ค. 61 ต้องอบรมเพื่อ migration ประเภท IC และขอบเขตการทำหน้าที่ (คลิกที่ภาพด้านล่างเพื่อชมภาพขนาดใหญ่) คุณสมบัติในการขอความเห็นชอบเป็น IC, IP - คุณสมบัติของผู้ขอความเห็นชอบเป็น
being major shareholder of securities company; provided that severity of such person's behavior shall be taken into account. Further, the specified so period shall not be longer than five years from the
or abetting thereof. If the aforesaid behaviors occurred more than ten years ago or such behavior is not severe to the extent that the person should not be entrusted to perform duty as auditor of
aforesaid behaviors occurred more than 10 years ago or such behavior is not so serious that the person should not be entrusted to perform duty as auditor of businesses in the capital market, the SEC may
SEC Office; or aiding or abetting thereof, or (3) dishonest or deceitful acts; or aiding or abetting thereof. If the aforesaid behaviors occurred more than 10 years ago or such behavior is