obligations thereunder. Unless a party is able to offset its position before the settlement date, the seller of futures is obliged to make and the buyer is obliged to take delivery of the underlying asset of
futures Futures is a contract where both the buyer and seller have an obligation to comply with the agreement in the contract. Therefore, if the contract is not closed out before the settlement date, the
the seller to compensate the purchaser in the case where the delivered goods do not meet the standards stipulated under the contract shall not be treated as permitting the party having the obligation to
" means any document issued for the purpose of inviting any person to subscribe or purchase the securities issued or offered for sale by the issuer or the seller. "company" means any limited company or
enter into the obligations or become as counter party with the buyer and the seller of derivatives instead, including clear managing procedure in case of default on derivatives; (3) a system for managing
providing services that involves the followings: (a) selecting and assigning personnel having knowledge and understanding of each type of capital market products or services to be seller or service provider
. · Indications that the client might be involved in any criminal activities. · The reasons for the proposed appointment of the firm and nonreappointment of the previous firm. · The identity and business reputation
Parties, Vendor, outsourcer, Sub-Contractor) ที่สามารถ เข้าถึงเครือข่ายภายใน ของบริษัทได้ โปรดระบุจำนวนผู้ให้บริการภายนอก............................... และประเภทบริการที่ใช้
all services performed for clients, including services performed by entities closely aligned through common employment and other means, and evaluating whether any of those services might impair
__________________________________________________________ 7. การสื่อสารนโยบายและหลักปฏิบัติในการรักษาความปลอดภัยของระบบสารสนเทศ ( มีการสื่อสารให้บุคคลที่เกี่ยวข้องดังต่อไปนี้ทราบ ( พนักงานของบริษัท ( ผู้ให้บริการด้านระบบภายนอก (vendor) ( ผู้ที่ได้รับมอบ