4. Changing mutual fund supervisor 5. Reducing mutual fund fees or expenses (2) Amendments that might request an approval by the SEC.in which must not has significant impact to the mutual fund
4. Changing mutual fund supervisor 5. Reducing mutual fund fees or expenses (2) Amendments that might request an approval by the SEC.in which must not has significant impact to the mutual fund
page. Save and Close × Home > Laws/Regulations > Regulations > Mutual Fund > Limitations on Unitholding over One-Third of Outstanding Units Regulations SHARE
page. Save and Close × Home > Laws/Regulations > Regulations > Mutual Fund > Limitations on Unitholding over One-Third of Outstanding Units Regulations SHARE
Outstanding Units Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Establishment of Mutual Funds Offering of Investment Units Management of Mutual Fund Private Funds or
Outstanding Units Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Establishment of Mutual Funds Offering of Investment Units Management of Mutual Fund Private Funds or
, an index fund, and exchange traded fund (ETF) : (2.1) The number of investment units redeemed exceeds two-thirds of the outstanding units in one trading day; (2.2) The total number of investment
, an index fund, and exchange traded fund (ETF) : (2.1) The number of investment units redeemed exceeds two-thirds of the outstanding units in one trading day; (2.2) The total number of investment
the course of its review on the financial statements, or any cases where the benefit of the securities holders, investment decision, or price of the securities might be impacted, the SEC will order the
Mutual Fund Private Funds or Provident Funds Limitations on Unitholding over One-Third of Outstanding Units SHARE : For More Information ContactUs Investment Management Policy Department Tel. +66 2263 6562