might occur between the company, management, directors, and shareholders. The board should also prevent the inappropriate use of corporate assets, information, and opportunities, including preventing
the course of its review on the financial statements, or any cases where the benefit of the securities holders, investment decision, or price of the securities might be impacted, the SEC will order the
4. Changing mutual fund supervisor 5. Reducing mutual fund fees or expenses (2) Amendments that might request an approval by the SEC.in which must not has significant impact to the mutual fund
4. Changing mutual fund supervisor 5. Reducing mutual fund fees or expenses (2) Amendments that might request an approval by the SEC.in which must not has significant impact to the mutual fund
years record must not contain doubt that information in filing and application is inaccurate or incomplete, or that important information which might affect the qualifications of the company is concealed
and cclients as well as the issuance of their rules must be approved by the SEC Board. Securities Registrar Provides service in preparing and maintaining the register book of securities holders
and cclients as well as the issuance of their rules must be approved by the SEC Board. Securities Registrar Provides service in preparing and maintaining the register book of securities holders
indicated by considering demand / supply, for instance, a price acquired by book building A fair price calculated by a financial advisor Criteria for protection of shareholders a. Notice of calling the
หุ้นมีมติ ค. วันแรกที่เสนอขายต่อผู้ลงทุน ง. วันที่ผู้ลงทุนมีสิทธิใช้สิทธิ (exercise) ตาม CD/warrant 2. ราคาที่ผ่านการวิเคราะห์อุปสงค์/อุปทาน เช่น ราคาที่ได้จากการทำการสำรวจความต้องการซื้อหลักทรัพย์ (book
management systems, and disclose its opinion in the company’s annual report. Principle 6.3 The board should manage and monitor conflicts of interest that might occur between the company, management, directors