REGULATORS 1. Maintenance of records 2. Scheduled or surprise audits involving site visits to firm headquarters 3. Follow-up investigations for complaints BUT DOES NOT ADJUDICATE 4. Issue sanctions
Gap 8 g Investor Return Gap = Asset Weighted Investor Return – Average Total Return /Study on U.S. domiciled funds Source: Morningstar Direct Mind the Gap 9 gRecent study in 2014 /Surprise! The Investor
, the Company might have to further purchase and collect adjoining land thereto from external parties to ensure the large-scale land acquisition for an additional office in the future for such purpose. In
Implication Clients might initially view an audit as an economic goods. However, with time, they view it as a professional service. The experience good attribute of an audit dominates other attributes and even
-spending- 11645180214 A report by the Financial Stability Board (FSB) released in February 2022 explicitly outlined the “wealth effect” as a vulnerability, where “changes in the value of crypto-assets might
Negative Proportion of listed companies with positive / negative earning surprise Source: Bloomberg, data as of May 2024 More than half of all listed companies reported their net profits higher than analysts
to manage SUTG by themselves again after they found out that the RDF projects was delay and have lose some projects to other companies which do not use innovation channel. It might make more risk in
enterprises that might have risks toward the outbreak of coronavirus (COVID-19), particularly the department stores, beauty salons and beauty equipment suppliers which are the sales channels of the Company
investigation and submit the case file to a public prosecutor. The case will be taken into consideration under the court. Under this measure, the offender might be imprisoned. Procedure for Administrative Action
impacts in these sectors, it accounts for USD37.3bn or just over 3% of the climate- aligned bond universe. Eligible Use of Proceeds Eligible use of proceeds relating to agriculture production systems might