common employment and other means, and evaluating whether any of those services might impair independence? a. If “yes,” identify the relevant policies and procedures. b. If “no,” describe how the firm
interests of the public? B5 Does the firm have any independent non-executive ("INE") in its organizational structure, such as having an INE on its board of directors? If yes, please describe the firm's
the scope of work. - Indications that the client might be involved in any criminal activities. - The reasons for the proposed appointment of the firm and nonreappointment of the previous firm. - The
the firm have a partner or manager level individual who is responsible for its monitoring process? If yes, does the responsible person have sufficient and appropriate experience, authority, and time
the CPD targets set for each of the following staff levels? • Partners • Senior Managers • Manager • Audit Seniors • Audit Trainee • Consultants/Sub-Contractors • Temporary Staff 4 Is there structured
years. Evidence of such programmes might be the current development of renewable energy facilities that are due to come online in the near term, or the auction of PPAs for renewables. AND / OR • The
[Digital Asset Broker] นายหน้าซื้อขายสินทรัพย์ดิจิทัล [Digital Asset Dealer] ผู้ค้าสินทรัพย์ดิจิทัล [Digital Asset Fund Manager] ผู้จัดการเงินทุนสินทรัพย์ดิจิทัล [Digital Asset Custodial Wallet Provider] ผู้
] ผู้ค้าสินทรัพย์ดิจิทัล ระบบการรับลูกค้า การพิสูจน์ยืนยันตัวของลูกค้า ระบบการรับลูกค้า (customer onboarding) และระบบการพิสูจน์ตัวตนของลูกค้า (KYC) [Digital Asset Fund Manager] ผู้จัดการเงินทุนสินทรัพย์