information which might affect the qualifications of the company is concealed. Offering price for PP is lower than IPO after the date of application, the company is prohibited from offering to sell PP at a
might occur between the company, management, directors, and shareholders. The board should also prevent the inappropriate use of corporate assets, information, and opportunities, including preventing
in 2. Comply with the SEC regulations. 3. Correcting the misspelling of name 4. Changing mutual fund supervisor 5. Reducing mutual fund fees or expenses (2) Amendments that might request an
holders, investment decision, or price of the securities might be impacted, the SEC will order the company to have a special audit on such financial statements and report the result of such audit to the SEC
company in the stock market Offer to sell shares at a discount Private Placement (PP) of shares and warrant – in case of a listed company Subscription, sale and allocation Share Public Offering (PO
2019 whereby clients will no longer be able to purchase, sell or trade digital assets via Bitcoin website ( SEC News No. 105/2019 ) SEC warns BX clients to keep away from unsolicited transfer of
: the offer to sell shares remaining from Rights offering 4 t h case: the offer to sell PP shares which is not falling under 1st to 3rd cases 1 st case: assign the board of directors to indicate the
> Fundraising > Equity Instrument > Share > Offer to sell shares at a discount Regulations SHARE : Detail Content Equity Instruments Public Offering Placement (at discount) Principles Offer for sale of
a non-listed company in the stock market Offer to sell shares at a discount Fund Raising for Foreign Company Private Placement of Shares and Warrant (listed co) Subscription, sale and allocation