purpose juristic person in the form of a mutual fund, a securities company which will be the mutual fund manager must also be proposed. Section 11. After the Office of the SEC has approved a project: (1) if
which is a duty required to be performed by a director, manager or any person responsible for the operation of such juristic person, such person shall be liable to imprisonment for a term not exceeding
or the omission of an act which is a duty required to be performed by a director, manager or any person responsible for the operation of such juristic person, such person shall be liable to
the overall operation of the fund and shall have the power to appoint a fund manager and shall be the representative of the fund in the businesses involving third parties. For such purpose, the fund
operation of the fund and shall have the power to appoint a fund manager and shall be the representative of the fund in the businesses involving third parties. For such purpose, the fund committee may
manager shall make use of the employee’s savings and the employer’s contribution in accordance with the investment policy assigned by the employee. In cases where no investment policy has been assigned by
. In respect of investing or seeking benefits for the fund, the fund manager shall make use of the employee’s savings and the employer’s contribution in accordance with the investment policy assigned by
appointed by the SEC from the list proposed by juristic persons or groups of persons involved with the capital market; • not more than four persons elected by members of the SET; and • manager of the SET as
particulars which are material to the agreement. SECTION 134. In managing a private fund, the securities company shall provide a private fund manager with the approval of the Office in accordance with the rules
accordance with the procedures specified by Section 159/1, and not more than four persons elected by the members under Section 158 to serve as director, and the manager of the Securities Exchange shall ex