Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the

SAVE ซึ่งหน้าจอจะตอบรับการสอบถามของผู้บริหาร ดังนี้ ในกรณีบริษัทบันทึกข้อมูลไม่ครบถ้วน หากเลือกปุ่ม SAVE ข้อมูล ระบบจะแจ้งเตือนให้ทราบถึงข้อมูลที่ยังบันทึก ไม่ครบถ้วน ดังนี้ ให้ทำการเลือกปุ่ม BACK เพื่อ

นี้ เมื่อบริษัทบันทึกข้อมูลให้หน้าจอนี้ครบถ้วนแล้ว ให้ส่งข้อมูล โดยเลือกปุ่ม SAVE ซึ่งหน้าจอจะตอบรับการสอบถามของผู้บริหาร ดังนี้ ในกรณีบริษัทบันทึกข้อมูลไม่ครบถ้วน หากเลือกปุ่ม SAVE ข้อมูล ระบบจะแจ้ง

. · Indications that the client might be involved in any criminal activities. · The reasons for the proposed appointment of the firm and nonreappointment of the previous firm. · The identity and business reputation

all services performed for clients, including services performed by entities closely aligned through common employment and other means, and evaluating whether any of those services might impair

considered by the concerned agency that he or she has participated in causing damage or might be responsible for the damage occurring to the above mentioned company. Date of the incident

person’s names, or avoids using his own name to open an account or process the transaction; (2) the client insists to open several accounts of the same type for no apparent reason, which might indicate an

or having been an executive of the ………… Company who was considered by the concerned agency that he or she has participated in causing damage or might be responsible for the damage occurring to the

preserve the rights offering obtained from being a shareholder of such listed company. In this regard, the rights offeror may be either the listed company wherein the client is a shareholder or the issuer of

(UNOFFICIAL TRANSLATION) Codified up to No.12 As of 6 August 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 43 FNotification of the Capital Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exc...