: Bank statements used for ATS trading Deposit/withdrawal/transfer slip for purchasing securities/derivatives Statement report Confirmation note Transfer form Other documents such as a copy of share
alignment of regulatory frameworks and supervisions with the corresponding international standards. The formats of the recent assessments include (1) detailed report assessment (graded) and (2) technical note
alignment of regulatory frameworks and supervisions with the corresponding international standards. The formats of the recent assessments include (1) detailed report assessment (graded) and (2) technical note
Securities and Exchange Commission (SEC) 333/3 Vibhavadi-Rangsit Road Chomphon, Chatuchak Bangkok 10900 Thailand ( Map ) Note: You can contact us during business hours and we are available on public
Securities and Exchange Commission (SEC) 333/3 Vibhavadi-Rangsit Road Chomphon, Chatuchak Bangkok 10900 Thailand ( Map ) Note: You can contact us during business hours and we are available on public
2018 - 30 October 2022 31 October 2022 - Present Jantima Phienveja 6 May 2022 - 30 October 2022 31 October 2022 - Present Note * SEC Board Acting on behalf of the Capital Market Supervision Board from 5
2018 - 30 October 2022 31 October 2022 - Present Jantima Phienveja 6 May 2022 - 30 October 2022 31 October 2022 - Present Note * SEC Board Acting on behalf of the Capital Market Supervision Board from 5
Securities Regulation Thailand - Assessment of Observance of the CPSS-IOSCO Principals for Financial Market Infrastructures : BAHTNET and TSD Thailand - Financial Sector Assessment Program : Technical Note
Securities Regulation Thailand - Assessment of Observance of the CPSS-IOSCO Principals for Financial Market Infrastructures : BAHTNET and TSD Thailand - Financial Sector Assessment Program : Technical Note
the AIFs established in Europe or/and; 4. being the master fund in which an AIF in Europe invests at least 85 % of its assets in units or shares(Note: AIFMD is not applicable to the case that a fund