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borrowing and lending, and joint venture management. As a result, any intermediary wishing to operate only brokerage business, for example, would have to meet the high minimum paid-up capital rule despite its
Annual Report 2007 Securities and Exchange Commission, Thailand ANNUAL REPORT 2007 Corporate social responsibility is the continuing commitment by business to behave ethically and contribute to economic development while improving the quality of life of the workforce and their families as well as of the local community and society at large. (WBCSD Stakeholder Dialogue on CSR, The Netherlands, Sept 6-8, 1998) C o n t e n t s Corporate Review Capital Market Review Action Plan and Events Achievemen...
in refusing to accept assets or other kinds of benefits from any persons involved in the operation of the SEC to prevent obstruction of duty performance. The violation of such rule is not only deemed
the method for electing boards, staggered board terms, and other mechanisms that frustrate cumulative voting, should be prohibited. Efforts by private-sector institutes, organisations and associations
with the rule of law and support effective supervision and enforcement. Effective corporate governance requires a sound legal, regulatory and institutional framework that market participants can rely on
Court, which will cover the issues of bias, undue process or abuse of power. Moreover, the SEC has in place a process of operation, including a rule-making process, to prevent commercial or other sectoral
trading prices. Although the Thai BDC is a rule maker on ethics, practices and standards in the secondary market of debt instruments as well as supervises traders, it does not do much in terms of market
). Meanwhile, the regulations have not yet extended to such fund raising method and a smart contract has not yet covered https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8288 Debenture Prospectus - PS
estate -backed initial coin offering (ICO). Meanwhile, the regulations have not yet extended to such fund raising method and a smart contract has not yet covered https://www.sec.or.th/EN/Pages