, issue or offer of securities for sale to the public, acquisition of securities for business takeovers, and prevention of unfair securities trading practices. Such power shall include: (1) the issuance of
related businesses, organizations related to securities business, issue or offer of securities for sale to the public, acquisition of securities for business takeovers, and prevention of unfair securities
changed by the operation of law governing merger of business of such person. In cases where the original payee has acted as the agent to collect and receive payments of debts incurred but there is a change
business, issuance and offering of securities, Securities Exchange, securities depository centre, clearing house, securities registrar, any association related to securities business and the acquisition of
) transfer of assets whereby the agent to collect and receive payments of debts has been changed by the operation of law governing merger of business of such person. In cases where the original payee has acted
payments of debts incurred; (2) transfer of assets whereby the agent to collect and receive payments of debts has been changed by the operation of law governing merger of business of such person. In cases
who collects and receives payments of debts unless the change of the agent occurs by operation of law governing merger of business of such person. Section 16. As regards the transfer of assets under an
notification of the SEC. “trade in derivatives” means to enter into a derivatives contract. “derivatives position” means an obligation or right of a person arising from derivatives trading. “close out a
notification of the SEC. “trade in derivatives” means to enter into a derivatives contract. “derivatives position” means an obligation or right of a person arising from derivatives trading. “close out a
ทำสัญญาขึ้นใหม่ที่มีผล ในทางตรงกันข้าม (close-out) กับสัญญาเดิม เป็นต้น 2.2 การประกอบธุรกิจของผู้ประกอบสัญญาซื้อขายล่วงหน้า (“ผู้ประกอบธุรกิจสัญญาฯ”) ได้แก่ การให้บริการ ดังต่อไปนี้ (มาตรา 3) (1) การ