broker or an agent to effectuate trading in debt securities between dealers in normal course of business, the service of which is carried out by collecting information on offer for sale or purchase of such
disguise or making up non-existing facts. 6. Being licensed or registered as the derivative dealers pursuant to the Derivatives Act, B.E. 2546. 7. Having exposures to the underlying or derivative position
supervision include duty performance of market participants such as securities issuers,approved securities/derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC
course of business outside the digital asset exchange, excluding the dealers who act in the manner as specified in the notification of the SEC. Related Manuals/Guidelines Applying for a license in
course of business outside the digital asset exchange, excluding the dealers who act in the manner as specified in the notification of the SEC. Related Manuals/Guidelines Applying for a license in