Krungthai Asset Management Public Company Limited Krungthai Asset Management Public Company Limited as a fund management company failed to manage Krung Thai CLMVT Equity Fund (KT-CLMVT) strictly in

consolidated financial statements. The revision was to recognize the gain on disposal of investment in the subsidiary to equity attributable to shareholders of the parent in the consolidated financial statements

shareholders? meeting. TSF later filed those reviewed financial statements (reissue) which reviewed by an auditor who appointed by the shareholders? meeting on August 11, 2017. There for TSF failure to prepare

statement and the draft prospectus to Shareholders' Meeting. SEC Act S.35 Settlement Committee Meeting No. 6/2023 Settlement Committee Order No. 59/2023 Dated 21/06/2023

sufficient and effective systems of operation, control and risk management. SEC Act S.113 Settlement Committee Meeting No. 5/2020 Settlement Committee Order No. 26/2020 Dated 02/09/2020

prepare and submit the reviewed financial statements for Q3/2016 within the specified period. SEC Act S.300 Settlement Committee Meeting No. 5/2017 Settlement Committee Order No. 40/2017 Dated 21/06/2017

to prepare and submit the reviewed financial statements for Q3/2016 within the specified period. SEC Act S.300 Settlement Committee Meeting No. 4/2017 Settlement Committee Order No. 33/2017 Dated 17

truthful report of the net capital to the office of Securities and Exchange Commission. SEC Act S.109 Settlement Committee Meeting No. 2/2021 Settlement Committee Order No. 15/2021 Dated 09/06/2021

participate in its management. DAB Act S.29 paragraph 1 Settlement Committee Meeting No. 6/2021 Settlement Committee Order No. 1/2021 Dated 02/11/2021

trading, deposit and withdrawal, and displaying customer’s assets balance for Bitkub to operate its business continuously and efficiently. DAB Act S.30 Settlement Committee Meeting No. 7/2021 Settlement