ensure that no securities trading transactions of clients shall be revised in violation of or inconsistent with the specified methods and procedures. Chapter 5 Sending out Transaction Confirmation of
ensure that no securities trading transactions of clients shall be revised in violation of or inconsistent with the specified methods and procedures. Chapter 5 Sending out Transaction Confirmation of
operated. General controls are implemented to ensure that all automated applications are developed, implemented, and maintained properly, and in addition, that the integrity of program and data files and of
; (2) Confirmation statement; (3) The evidence of margin call in the case where the derivatives broker calls for a customer to deposit additional margin; (4) Account of derivatives trading of each
(confirmation statement); (3) evidence of margin call in cases where the derivatives broker calls for a customer to deposit additional margin; (4) account of derivatives trading of each customer. A derivatives
(confirmation statement); (3) evidence of margin call in cases where the derivatives broker calls for a customer to deposit additional margin; (4) account of derivatives trading of each customer. A derivatives
deficiencies that was frequently found is that the engagements were occasionally accepted before the completion of the risk assessment process or before obtaining the confirmation from predecessor auditors
Automated High-value Transfer Network (BAHTNET) for Bank Customers, dated August 23, 2019, which came into effect September 2, 2019. The new rules aim to increase security and efficiency in providing funds
received more automated system work, thus unable to control the installation time as projected in some projects. - Other income decreased 88.05% from the same period of last year due to in 2017, the Company
quarter of 2017 to 8.51% in the second quarter of 2018 due to The company has an automated system that is never done before, so it is not possible to control the installation time as expected. - Other