report quality, promoting an appropriate internal control system, and preventing frauds. The Securities and Exchange Commission (SEC), on September 29, 2020, held a public live talk on the topic
of good corporate governance (CG). After listing, the supervisory mechanism will ensure that listed companies maintain their quality, operate business with integrity, have an internal control system
techniques for assessing and selecting quality auditors, guidance on communication with the auditors, as well as existing mechanism and tools that can promote effectiveness of audit committees’ duties, with
. Supervision of Mutual Fund Management and Fund Voting 4/10 • Enhancing mutual fund management supervision for better protection of unitholders’ interests • Improving fund voting mechanism for asset management
the economy. “Market supervision mechanism” includes the issuance of rules and regulations, law enforcement and other supportive measures. Inevitably, each tool has its own strengths and weaknesses
the economy. “Market supervision mechanism” includes the issuance of rules and regulations, law enforcement and other supportive measures. Inevitably, each tool has its own strengths and weaknesses
Relations The Office of the SEC’s Financial Statements Our Website (www.sec.or.th) 42 43 45 49 53 55 59 64 73 76 92 26 32 38 G OA L 2 Promote and Develop Mechanism to Empower Investors ■ Regulations for
standards. (2) An information security system to safeguard against unauthorised access to information, measures to maintain the integrity of relevant data and ensure availability of critical data. (3
the capital market were taken care of to ensure that they would be able to continue functioning seamlessly. In this regard, building a quality financial reporting system in compliance with international
significant matter; (b) having been rejected by the SEC Office regarding an application for an offer for sale of newly issued shares due to a significant suspicious ground regarding management mechanism in any