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the economy. “Market supervision mechanism” includes the issuance of rules and regulations, law enforcement and other supportive measures. Inevitably, each tool has its own strengths and weaknesses
Relations The Office of the SEC’s Financial Statements Our Website (www.sec.or.th) 42 43 45 49 53 55 59 64 73 76 92 26 32 38 G OA L 2 Promote and Develop Mechanism to Empower Investors ■ Regulations for
on Appointment of Selling Agent to Increase Securities Distribution Channels ● Investor Education Program 31 GOAL 2 Promote and Develop Mechanism to Empower Investors ● Promotion of Good Corporate
to look and act beyond our frontier. With Thailand assuming as increasingly prominent role as one of Asia’s leading growth engines, we must be more engaged in the development of Asia’s financial system
benefits of the capital market. Expectations include: Provide opportunities for businesses to operate independently with an effective supervision system in place to ensure an orderly market; Be
formulating the structures and the scopes of responsibilities of sub-committees and steering groups, the Board employs the checks and balances system and the corporate governance principles to prevent conflicts
further ensure that management of investment money would be for the best interest of investors by introducing an oversight mechanism, either for independent body or person, to undertake the supervisory role