Retirement Saving via Tax System with Behavioral Economics Implication for Regulation Retirement Saving via Tax System with Behavioral Economics Implication for Regulation แลกเปล่ียนความคดิเหน็โดย

; and b) Engaged in audit regulatory functions in the public interest, and, in particular: - Ultimately responsible for the system of recurring inspection of audit firms undertaking audits of public

report quality, promoting an appropriate internal control system, and preventing frauds. The Securities and Exchange Commission (SEC), on September 29, 2020, held a public live talk on the topic

trail); (e) having a work system for enhancing and protecting the orderly operating mechanism of the trading system; (f) having a controlling mechanism to ensure that the service user who offers to buy or

monitor and examine post- trading activities (audit trail); (5) having a work system for enhancing and protecting the orderly operating mechanism of the trading system; (6) arranging disclosure of

for equity crowdfunding. Furthermore, in the case of ICOs, imposing the aggregate limit would not be an effective investor protection mechanism. This is because it would be very difficult to enforce and

. Supervision of Mutual Fund Management and Fund Voting 4/10 • Enhancing mutual fund management supervision for better protection of unitholders’ interests • Improving fund voting mechanism for asset management

The Securities and Exchange Commission (SEC) Short selling is a mechanism that enhances market efficiency and is part of the price discovery process. To make a short selling transaction, investor

องฯ ภายใต้มาตรการ CBAM เปิดรับฟังความคิดเห็น ระหว่างวันที่ 13 มถิุนายน – 11 กรกฎาคม 2566, EU Green Deal – reporting obligations during the transitional period of the carbon border adjustment mechanism

Relations The Office of the SEC’s Financial Statements Our Website (www.sec.or.th) 42 43 45 49 53 55 59 64 73 76 92 26 32 38 G OA L 2 Promote and Develop Mechanism to Empower Investors ■ Regulations for