; and b) Engaged in audit regulatory functions in the public interest, and, in particular: - Ultimately responsible for the system of recurring inspection of audit firms undertaking audits of public

the procedure and method as prescribed in the Licensing Manual for the Public, and notify in writing with regard to skeptical issues resulted from the ascertaining process for the applicant 1 Amended by

for equity crowdfunding. Furthermore, in the case of ICOs, imposing the aggregate limit would not be an effective investor protection mechanism. This is because it would be very difficult to enforce and

funds from the public. In an ICO process, ICO issuer will offer digital tokens in exchange for cryptocurrency, such as Bitcoin or Ether. Since the digital tokens can diverge widely in design and

and construction progress, etc. Describe the research and development policy in areas and specify the details of the process of innovative development, products and/or services o r the business model

profession and [iv] member punishment; (10) having mechanism and measure to punish member fairly, i.e. [i] having process and procedure clearly, [ii] making an opportunity for considered person to elucidate

trail); (e) having a work system for enhancing and protecting the orderly operating mechanism of the trading system; (f) having a controlling mechanism to ensure that the service user who offers to buy or

submit the application thereof. The REIT manager under the first paragraph shall be a person permitted by the SEC Office to be the REIT manager, including any person in the process of submitting an

trust manager under Paragraph 1 shall be those approved by the Office, including those undergoing the process. 3 Amended by the Notification of the Capital Market Supervisory Board No. Tor Jor. 12/2558 Re

“infrastructure business” means the following businesses: (a) rail or pipe transportation system; (b) electricity; (c) water supply; (d) road, toll road or concession road; (e) airport; (f) deep sea port; (g