pros and cons and the costs of compliance 4. Seek approval for the measure from SEC Board/CMSB/SEC Office 5. Conduct public consultation on the measure: focus group meetings/public hearings This
> Fundraising > Debt Instrument > Structured Notes Regulations SHARE : Detail Content Debt Securities Structured Notes Private Placements to Limited Number of Investors (PP-10) Private
clearly specified; 2) Having payment arranged to be in Thai baht; 3) Not having the characteristics of structured notes ( except there is a put option or the convertibility requirements); 4) In case of
Thai baht; 3) Not having the characteristics of structured notes ( except there is a put option or the convertibility requirements); 4) In case of subordinated instruments that are convertible, the rates
) have measure to control and manage risks associated with business operation; (4) have effective measure on internal control with respect to business operation; (5) have operational system promptly for
, who are capable and have experiences beneficial to business operation; (3) have measure to control and manage risks associated with business operation; (4) have effective measure on internal control
contain a corrective measure. / X X The votes of the excess units over one-third shall not be counted * / / / Pay dividend in the total amount X / / Correct the proportion within two months
currencies Debt securities denominated in Thai Baht by foreign companies Structured Notes Sukuk Subordinated Instruments for Capital of Commercial Banks Real Estate Investment Trust Infrastructure Trust
structured notes, except investment for the purpose of risk hedging; 5. There shall not be any classification of the investment units; 6 . The mutual fund shall not require an approval or waiver from the