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providing services. Clause 2 Person intending to undertake securities business in the category of inter - dealer brokerage shall file an application for approval of establishment of limited company or public
shall file an application for approval of establishment of limited company or public limited company to undertake such business with the SEC Office, provided that such application shall be in form and
Declaration | Policy | Report 10. Krung Thai Asset Management Public Company Limited 23 June 2017 Signatory Declaration (Thai version only) Policy (Thai version only) Report (Thai version only) 11. Talis
Declaration | Policy | Report 10. Krung Thai Asset Management Public Company Limited 23 June 2017 Signatory Declaration (Thai version only) Policy (Thai version only) Report (Thai version only) 11. Talis
pros and cons and the costs of compliance 4. Seek approval for the measure from SEC Board/CMSB/SEC Office 5. Conduct public consultation on the measure: focus group meetings/public hearings This
/ X X Disclose information to the public / / / * Except the cases of exceeding one-third limit from investment in ASEAN CIS. All votes there of can be counted according to the proportion of
/ X X Disclose information to the public / / / * Except the cases of exceeding one-third limit from investment in ASEAN CIS. All votes there of can be counted according to the proportion of