?There was general agreement that the AQIs could be a useful tool for audit committees to start a meaningful conversion with audit firms on the quality of their audits. In Singapore?s context, ACRA has
?There was general agreement that the AQIs could be a useful tool for audit committees to start a meaningful conversion with audit firms on the quality of their audits. In Singapore?s context, ACRA has
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เข้าร่วมเสวนาในหัวข้อ “How to enhance and concretise the meaningful and sustainable networks of
, thereby enriching the value of audits and their relevance. Auditors play a meaningful role in the process of resource allocation and the AARG?s work with its constituents in rolling out this initiative in
financial behavior. Even with a well-designed financial education program with meaningful messages and effective delivery channels, financial literacy cannot be achieved if consumers neglect the necessity and
complex instrument type 2 suspended for two months, effective from 21 October 2019. --------------------------- *Investment consultant on complex instrument Type 2 means an investment consultant
their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex
performance of duties with responsibility and deliberation as a professional*. SEC has therefore imposed a suspension of approval on {A} as investment consultant for Complex Products Type 2** and as
According to TMB’s report, a Limited Broker Dealer and Underwriter (LBDU) licensee, Sarunya, an investment consultant for Complex Instruments Type 2, committed an offense and later OIC ordered a
have contravened the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended him from being an approved investment consultant of complex products type 1 and an investment