comparison indicating maximum, minimum and average returns among mutual funds in the same category and will thus serve as useful information for making investment decision. The proposed rules classify mutual
. In this regard, six of the offenders are banned for the maximum period of 10 years each, and the other two for five years each. In addition, three branch managers of the bank were penalized for
companies offering equities in Thailand. To begin with, the first category under the proposal covers primary listing where foreign companies offering equities and becoming listed firms only on the Stock
money market funds was 240 billion baht, or 3% of savings deposit. In the future the Deposit Protection Agency would reduce the maximum insured amount of bank deposit to only 1 million baht. Hence, money
must comply with derivatives investment rules and be managed with due care for the benefit of investors. Maximum limit of derivatives investment must be set and clearly stated in the prospectus together
business with custody of clients’ assets; (3) 25 million baht for undertaking securities business in the category of mutual fund management or private fund management to provide
48 hours and presented them to the Judging Panels at KX Knowledge Xchange Building during 18-19 November 2023.The Judging Panel for the Student Category consisted of: 1 Ms. Areewan Aimdilokwong
competitiveness in the international market; the collection criteria would be simplified in appropriate proportion to the business size and volume of each type of intermediaries. In any case, minimum and maximum
ล่วงหน้าในเรื่องอื่นๆ และต้องบริหารจัดการกองทุนโดยยึดหลักความรับผิดชอบและความระมัดระวังเพื่อประโยชน์ของผู้ลงทุนโดยกำหนดอัตราส่วนการลงทุนในสัญญาซื้อขายล่วงหน้าสูงสุด (maximum limit) ที่กองทุนจะสามารถลงทุน
{A} from the duty as the approved securities investment consultant for 4 months, effective from April 23, 2015. As the suspension was deemed as the 2nd category of prohibited characteristics of