, as well as to supervise, matters concerning securities, securities businesses, the Securities Exchange, over-the-counter centers, and related businesses, organizations related to securities business
have the power and duty to formulate policies to promote and develop, as well as to supervise, matters concerning securities, securities businesses, the Securities Exchange, over-the-counter centers, and
) to issue notifications to implement this Royal Enactment; (5) to determine fees for handling certain matters in accordance with this Royal Enactment; (6) to appoint sub-committees or advisors to
14 of the Securities and Exchange Act B.E. 2535: “(4/1) the prescription of a guideline for consideration of any problematic issues which may arise from the enforcement of this Act.” SECTION 8. The
DERIVATIVES TRADING SECTION 9. The SEC shall have the power and duty to formulate policies, to promote and develop, as well as to supervise, matters concerning derivatives (contract), derivatives business
DERIVATIVES TRADING SECTION 9. The SEC shall have the power and duty to formulate policies, to promote and develop, as well as to supervise, matters concerning derivatives (contract), derivatives business
criteria as a guideline for the consideration to address any potential issues which may arise from the enforcement of this Emergency Decree; (4) any other activities to be implemented according to the
applications or undertaking of businesses under an approval, licence or permission; (3) the prescription of criteria as a guideline for the consideration to address any potential issues which may arise from the
under this Act; (2) the determination of application fees, approval fees or operating fees for business undertaking under this Act; 3 (3) the prescription of guidelines for consideration of any issues
) the prescription of guidelines for consideration of any issues that may arise from the enforcement of this Act. UNOFFICIAL 3 SECTION 9 The SEC Office shall have the power and duty to perform any act