consideration in such a way that may affect his ability to express independent opinion shall declare such interest and shall not participate in the consideration of such matter. Part 3 Procedure for Consideration
members’ stakes to enhance efficiency, flexibility and clarity in handling the matter. In addition, the procedure for buying and selling securities of Board members were revised to reassure transparency and
. Notification of the Securities and Exchange Commission No. Kor Dor. 17/2539 Re: Rules, Conditions and Procedure for Applying for License and Granting of License to Provide Services as Securities Registrar By
. Notification of the Securities and Exchange Commission No. Kor Dor. 17/2539 Re: Rules, Conditions and Procedure for Applying for License and Granting of License to Provide Services as Securities Registrar By
Securities and Exchange Commission No. Sor Shor. 26/2558 Re: Rules, Conditions, and Procedure for Granting Approval of Trust Managers of Infrastructure Investment Trusts and Operating Standards
: Administrative Procedure under the Derivatives Act B.E. 2546 and the Trust for Transactions in the Capital Market B.E. 2550 (As Amended) By virtue of the Section 9(1), Section 121, Section 122 and Section 124 of
) insurance business; (5) government financial institution established under specific law; “deliberation procedure in court” means a proceeding in court, whether conducted by either party with the court, or by
and having a content cover the following matter [M] ▪ Security of the Information Technology of a Securities Company. ▪ Segregation of Duties. ▪ Physical Security. ▪ Information and Network Security
least the following matters: (1) the raising capital of the REIT has to be proceeded by the REIT manager; (2) objective for raising capital; (3) procedure for raising capital which is in accordance with
from the date on which such matter occurs and it shall be deemed that the securities company is given an exemption by the Office from appointment of independent director during such period. Clause 3. Any