Facebook page ชื่อ Matter of investment : Unlicensed securities and derivatives business (Disclosure Date : 08/08/2023)
under the authority in this matter, including coordinating with other relevant regulators, e.g. the Bank of Thailand and the Anti-Money Laundering Office. In this connection, the public and investors
%20Investor%20Responsibilities_2013.pdf matter of a few years but whole generations. Such generational differences create real challenges for the governing bodies charged with acting in the interests of all
............................................................................................................................................................................. 59 [ 1 ] We do have to acknowledge that, for many companies, this is a challenge. The business environment is changing at an ever-faster pace. The “topple” rate, a measure of how rapidly market-leading
of audit firms has been an ongoing challenge, as a result of high turnover rates, coupling with low interests in this profession. With this concern in mind, the SEC and the Association of Chartered
the aforementioned release date. For those who wish to see current status of the matter, please go to compliant filed with inquiry officer
unlicensed activities to the SEC.? Information contained in this news release is as of the aforementioned release date. For those who wish to see current status of the matter, please go to compliant filed
Asset Businesses B.E. 2561 (2018). The SEC is in consideration for taking further actions under the authority in this matter, including coordinating with other relevant regulators, e.g. the Bank of
matter from participating in its consideration. Regulatory Process The SEC is subject to procedural rules and regulations both in the provisions of the SEC Act as well as other laws concerning